Not all regulatory practice groups are created equally. Members of NLdH's team have 35 years of experience as senior insurance regulators. In those positions, they were deeply involved with policy and legislative issues, market conduct, corporate transactions, licensing, product filings, enforcement matters and many key NAIC initiatives. As a result, our team knows regulators, their concerns and how they think.
Our clients benefit from our understanding of the regulator's perspective and our ability to quickly focus on the real problem. NLdH understands the insurance industry and we are always mindful of the tensions that can develop between business priorities and regulatory requirements. Attorneys in other practice groups add focus to litigation and business risks that can develop from regulatory matters.
NLdH assists clients with all lines of insurance in a broad range of services, including:
- Compliance risk assessment
- Regulatory and legislative consulting
- Sales, marketing and advertising compliance advice, including social media
- Distribution channel compliance advice, including risk purchasing groups, MGAs, producers, brokers, online and direct channels
- Compliance procedures, programs, and controls evaluation and development
- New product development and approval
- Internal compliance audits
- Market conduct exam guidance
- Due diligence reviews of insurance operations
- Obtaining approvals of corporate transactions
- Preparing contracts and guidelines for distribution channels
- Representation in investigations, examinations and inquiries
